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Our Professional Process

Our Process

When it comes to your financial dreams, taking action is vital to your success.  But that’s not always easy.  You know where you are – and where you want to go.  Our goal is to help you get there.  As experienced financial professionals, we are committed to making your journey toward financial success as easy as possible.  When you walk through the door for the first time, this is the process that you can expect.

Our Professional Process

  1. Determine/establish financial goals
  2. Gather current information
  3. Analyze current situation and strategy
  4. Develop thorough, personalized recommendations
  5. Take Action & Review
  1. Determine/establish financial goals

    • What do you want to achieve?

    • Identify your specific financial goals and dreams (retirement, college funding, risk management protection, estate advantaged investing, world travel, entrepreneurial pursuits)

    • Categorize your goals: short-term, mid-term, long-term

    • Explore core values in relationship to investing (Socially responsible investing, environmental concerns, religious considerations, charitable designs)

  2. Gather current financial information, Develop understanding of current situation by reviewing:

    • Financial statements

    • Tax returns

    • Budget

    • 401k plans, pensions, IRAs

    • Employer benefits

    • Brokerage accounts

    • Insurance policies (life, disability, long-term care)

  3. Analyze your current situation and strategy.  As your advisor we will:

    • Review your goals and core values

    • Develop recommendations that assist in meeting your goals

  4. Develop thorough, personalized recommendations

    • Advise on investment and tax strategies 

    • Review recommendations in light of current situation

    • Identify shortfalls (if any) in recommendations

    • Advise on potential solutions to meet your specific needs

  5. Take Action & Review

    • Establish programs and select solutions to pursue your unique goals

    • Ensure that questions are answered

    • Review progress on a regular basis and adjust plan as necessary

Please contact us at any time for a no-obligation appointment where we can discuss your financial future, and how we can make it easier for you to pursue your goals.